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# Accumulated Local Effects for classifying flowers¶

In this example we will explain the behaviour of classification models on the Iris dataset. It is recommended to first read the ALE regression example to familiarize yourself with how to interpret ALE plots in a simpler setting. Interpreting ALE plots for classification problems become more complex due to a few reasons:

Instead of one ALE line for each feature we now have one for each class to explain the feature effects towards predicting each class.

There are two ways to choose the prediction function to explain:

Class probability predictions (e.g.

`clf.predict_proba`

in`sklearn`

)Margin or logit predictions (e.g.

`clf.decision_function`

in`sklearn`

)

We will see the implications of explaining each of these prediction functions.

```
[1]:
```

```
%matplotlib inline
import numpy as np
import matplotlib.pyplot as plt
from sklearn.datasets import load_iris
from sklearn.linear_model import LogisticRegression
from sklearn.metrics import accuracy_score
from sklearn.model_selection import train_test_split
from alibi.explainers.ale import ALE, plot_ale
```

## Load and prepare the dataset¶

```
[2]:
```

```
data = load_iris()
feature_names = data.feature_names
target_names = data.target_names
X = data.data
y = data.target
print(feature_names)
print(target_names)
```

```
['sepal length (cm)', 'sepal width (cm)', 'petal length (cm)', 'petal width (cm)']
['setosa' 'versicolor' 'virginica']
```

Shuffle the data and define the train and test set:

```
[3]:
```

```
X_train, X_test, y_train, y_test = train_test_split(X, y, test_size=0.25, random_state=42)
```

## Fit and evaluate a logistic regression model¶

```
[4]:
```

```
lr = LogisticRegression(max_iter=200)
```

```
[5]:
```

```
lr.fit(X_train, y_train)
```

```
[5]:
```

```
LogisticRegression(C=1.0, class_weight=None, dual=False, fit_intercept=True,
intercept_scaling=1, l1_ratio=None, max_iter=200,
multi_class='auto', n_jobs=None, penalty='l2',
random_state=None, solver='lbfgs', tol=0.0001, verbose=0,
warm_start=False)
```

```
[6]:
```

```
accuracy_score(y_test, lr.predict(X_test))
```

```
[6]:
```

```
1.0
```

## Calculate Accumulated Local Effects¶

There are several options for explaining the classifier predictions using ALE. We define two prediction functions, one in the unnormalized logit space and the other in probability space, and look at how the resulting ALE plot interpretation changes.

```
[7]:
```

```
logit_fun_lr = lr.decision_function
proba_fun_lr = lr.predict_proba
```

```
[8]:
```

```
logit_ale_lr = ALE(logit_fun_lr, feature_names=feature_names, target_names=target_names)
proba_ale_lr = ALE(proba_fun_lr, feature_names=feature_names, target_names=target_names)
```

```
[9]:
```

```
logit_exp_lr = logit_ale_lr.explain(X_train)
proba_exp_lr = proba_ale_lr.explain(X_train)
```

## ALE in logit space¶

We first look at the ALE plots for explaining the feature effects towards the unnormalized logit scores:

```
[10]:
```

```
plot_ale(logit_exp_lr, n_cols=2, fig_kw={'figwidth': 8, 'figheight': 5}, sharey=None);
```

We see that the feature effects are linear for each class and each feature. This is exactly what we expect because the logistic regression is a linear model in the logit space.

Furthermore, the units of the ALE plots here are in logits, which means that the feature effect at some feature value will be a positive or negative contribution to the logit of each class with respect to the mean feature effect.

Let’s look at the interpretation of the feature effects for “petal length” in more detail:

```
[11]:
```

```
plot_ale(logit_exp_lr, features=[2]);
```

The ALE lines cross the 0 mark at ~3.8cm which means that for instances of petal length around ~3.8cm the feature effect on the prediction is the same as the average feature effect. On the other hand, going towards the extreme values of the feature, the model assigns a large positive/negative penalty towards classifying instances as “setosa” and vice versa for “virginica”.

We can go into a bit more detail about the “mean response” at the petal length around ~3.8cm. First, we calculate the mean response (in logit space) of the model on the training set:

```
[12]:
```

```
mean_logits = logit_fun_lr(X_train).mean(axis=0)
mean_logits
```

```
[12]:
```

```
array([-0.64214307, 2.26719121, -1.62504814])
```

Next, we find instances for which the feature “petal length” is close to ~3.8cm and look at the predictions for these:

```
[13]:
```

```
lower_index = np.where(logit_exp_lr.feature_values[2] < 3.8)[0][-1]
upper_index = np.where(logit_exp_lr.feature_values[2] > 3.8)[0][0]
subset = X_train[(X_train[:, 2] > logit_exp_lr.feature_values[2][lower_index])
& (X_train[:, 2] < logit_exp_lr.feature_values[2][upper_index])]
print(subset.shape)
```

```
(8, 4)
```

```
[14]:
```

```
subset_logits = logit_fun_lr(subset).mean(axis=0)
subset_logits
```

```
[14]:
```

```
array([-1.33625605, 2.32669999, -0.99044394])
```

Now if we subtract the logits of the instances for which petal length is ~3.8 from the mean logits, because \(\text{ALE}(3.8)\approx 0\) for petal length, any difference from zero must be due to the combined effect of all other features (except petal length):

```
[15]:
```

```
mean_logits - subset_logits
```

```
[15]:
```

```
array([ 0.69411298, -0.05950878, -0.6346042 ])
```

For example, the remaining 3 features combined must be responsible for a positive effect of around ~0.69 on predicting instances with petal length ~3.8cm to be of class `setosa`

.

This is true only because the model is linear, so, by calculating the ALE of a feature, we account for all of the effects of that feature. For non-linear models, however, there might be higher order interaction effects of the feature in question with other features responsible for the difference from the mean effects.

We can gain even more insight into the ALE plot by looking at the class histograms for the feature `petal length`

:

```
[16]:
```

```
fig, ax = plt.subplots()
for target in range(3):
ax.hist(X_train[y_train==target][:,2], label=target_names[target]);
ax.set_xlabel(feature_names[2])
ax.legend();
```

Here we see that the three classes are very well separated by this feature. This confirms that the ALE plot is behaving as expected—the feature effects of small value of “petal length” are that of increasing the the logit values for the class “setosa” and decreasing for the other two classes. Also note that the range of the ALE values for this feature is particularly high compared to other features which can be interpreted as the model attributing more importance to this feature as it separates the classes well on its own.

## ALE in probability space¶

We now turn to interprting the ALE plots for explaining the feature effects on the probabilities of each class.

```
[17]:
```

```
plot_ale(proba_exp_lr, n_cols=2, fig_kw={'figwidth': 8, 'figheight': 5});
```

As expected, the ALE plots are no longer linear which reflects the non-linear nature due to the softmax transformation applied to the logits.

Note that, in this case, the ALE are in the units of relative probability mass, i.e. given a feature value how much more (less) probability does the model assign to each class relative to the mean prediction. This also means that any increase in relative probability of one class must result into a decrease in probability of another class. In fact, the ALE curves summed across classes result in 0 as a direct consequence of conservation of probability:

```
[18]:
```

```
for feature in range(4):
print(proba_exp_lr.ale_values[feature].sum())
```

```
-5.551115123125783e-17
1.734723475976807e-17
-6.661338147750939e-16
4.440892098500626e-16
```

By transforming the ALE plots into probability space we can gain additional insight into the model behaviour. For example, the ALE curve for the feature `petal width`

and class `setosa`

is virtually flat. This means that the model does not use this feature to assign higher or lower probability to class `setosa`

with respect to the average prediction. This is not readily seen in logit space as the ALE curve has negative slope which would lead us to the opposite conclusion. The
interpretation here is that even though the ALE curve in the logit space shows a negative effect with feature value, the effect in the logit space is not significant enought to translate into a tangible effect in the probability space.

Finally, the feature `sepal width`

does not offer significant information to the model to prefer any class over the other (with respect to the mean effect of `sepal_width`

that is). If we plot the marginal distribution of `sepal_width`

it explains why that is—the overlap in the class conditional histograms of this feature show that it does not increase the model discriminative power:

```
[19]:
```

```
fig, ax = plt.subplots()
for target in range(3):
ax.hist(X_train[y_train==target][:,1], label=target_names[target]);
ax.set_xlabel(feature_names[1])
ax.legend();
```

## ALE for gradient boosting¶

Finally, we look at the resulting ALE plots for a highly non-linear model—a gradient boosted classifier.

```
[20]:
```

```
from sklearn.ensemble import GradientBoostingClassifier
```

```
[21]:
```

```
gb = GradientBoostingClassifier()
gb.fit(X_train, y_train)
```

```
[21]:
```

```
GradientBoostingClassifier(ccp_alpha=0.0, criterion='friedman_mse', init=None,
learning_rate=0.1, loss='deviance', max_depth=3,
max_features=None, max_leaf_nodes=None,
min_impurity_decrease=0.0, min_impurity_split=None,
min_samples_leaf=1, min_samples_split=2,
min_weight_fraction_leaf=0.0, n_estimators=100,
n_iter_no_change=None, presort='deprecated',
random_state=None, subsample=1.0, tol=0.0001,
validation_fraction=0.1, verbose=0,
warm_start=False)
```

```
[22]:
```

```
accuracy_score(y_test, gb.predict(X_test))
```

```
[22]:
```

```
1.0
```

As before, we explain the feature contributions in both logit and probability space.

```
[23]:
```

```
logit_fun_gb = gb.decision_function
proba_fun_gb = gb.predict_proba
```

```
[24]:
```

```
logit_ale_gb = ALE(logit_fun_gb, feature_names=feature_names, target_names=target_names)
proba_ale_gb = ALE(proba_fun_gb, feature_names=feature_names, target_names=target_names)
```

```
[25]:
```

```
logit_exp_gb = logit_ale_gb.explain(X_train)
proba_exp_gb = proba_ale_gb.explain(X_train)
```

### ALE in logit space¶

```
[26]:
```

```
plot_ale(logit_exp_gb, n_cols=2, fig_kw={'figwidth': 8, 'figheight': 5});
```

The ALE curves are no longer linear as the model used is non-linear. Furthermore, we’ve plotted the ALE curves of different features on the same scale on the \(y\)-axis which suggests that the features `petaln length`

and `petal width`

are more discriminative for the task. Checking the feature importances of the classifier confirms this:

```
[27]:
```

```
gb.feature_importances_
```

```
[27]:
```

```
array([0.00220678, 0.01643393, 0.53119079, 0.4501685 ])
```

### ALE in probability space¶

```
[28]:
```

```
plot_ale(proba_exp_gb, n_cols=2, fig_kw={'figwidth': 8, 'figheight': 5});
```

Because of the non-linearity of the gradient boosted model the ALE curves in probability space are very similar to the curves in the logit space just on a different scale.

### Comparing ALE between models¶

We have seen that for both logistic regression and gradient boosting models the features `petal length`

and `petal width`

have a high feature effect on the classifier predictions. We can explore this in more detail by comparing the ALE curves for both models. In the following we plot the ALE curves of the two features for predicting the class `setosa`

in probability space:

```
[29]:
```

```
fig, ax = plt.subplots(1, 2, figsize=(8, 4), sharey='row');
plot_ale(proba_exp_lr, features=[2, 3], targets=['setosa'], ax=ax, line_kw={'label': 'LR'});
plot_ale(proba_exp_gb, features=[2, 3], targets=['setosa'], ax=ax, line_kw={'label': 'GB'});
```

From this plot we can draw a couple of conclusions:

Both models have similar feature effects of

`petal length`

—a high positive effect for predicting`setosa`

for small feature values and a high negative effect for large values (over >3cm).While the logistic regression model does not benefit from the

`petal width`

feature to discriminate the`setosa`

class, the gradient boosted model does exploit this feature to discern between different classes.